FORM NO. MGT.9
EXTRACT OF ANNUAL RETURN
as on the financial year ended March 31, 2018
[Pursuant to section 92(3) of the Companies Act, 2013 and rule 12(1) of the Companies (Management and Administration) Rules, 2014]
i. | CIN | U74999MH2005PLC155683 |
ii. | Registration Date | August 26, 2005 |
iii. | Name of the Company | Acuité Ratings & Research Limited |
iv. | Category / Sub-Category of the Company | Company Limited by Shares |
v. | Address of the Registered office and contact details | The Capital, 812, 8th Floor, A-Wing, Plot No. C - 70, G - Block, Bandra Kurla Complex, Bandra (E), Mumbai – 400 051 Tel         : +91 22 49294000 Email id : info@acuite.in   Website : www.acuite.in |
vi. | Whether listed company Yes / No | No |
vii. | Name, Address and Contact details of Registrar and Transfer Agent, if any | Link Intime India Pvt. Ltd. 247 Park, C 101, 1st Floor, LBS Marg, Vikhroli (W), Mumbai – 400 083 Tel         : +91 22 49186000 |
All the business activities contributing 10% or more of the total turnover of the company shall be stated:-
Sl. No. | Name and Description of main products / services | NIC Code of the Product / service | % to total turnover of the company |
1. | Rating / Grading Services | NIL | 96.73 |
Sl. No. | Name and Address of the Company | CIN/GLN | Holding / Subsidiary / Associate | % of shares held | Applicable Section |
1. | NA | NA | NA | NA | NA |
Category of Shareholders | No. of Shares held at the beginning of the year | No. of Shares held at the end of the year | % Change during the year | ||||||
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Demat | Physical | Total | % of Total Shares | Demat | Physical | Total | % of Total Shares |
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| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| 5100000 | - | 5100000 | 34.29 | 5100000 | - | 5100000 | 34.29 | - |
| 5100000 | - | 5100000 | 34.29 | 5100000 | - | 5100000 | 34.29 | - |
| - | - | - | - | - | - | - | - | - |
Sub-total (A)(1) | 10200000 | - | 10200000 | 68.58 | 10200000 | - | 10200000 | 68.58 | - |
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| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
Sub-total (A)(2) | - | - | - | - | - | - | - | - | - |
Total shareholding of Promoter (A)=(A)(1)+(A)(2) | 10200000 | - | 10200000 | 68.58 | 10200000 | - | 10200000 | 68.58 | - |
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(1)Â Institutions |
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| - | - | - | - | - | - | - | - | - |
| 4675000 | - | 4675000 | 31.42 | 4675000 | - | 4675000 | 31.42 | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
Sub-total (B)(1) | 4675000 | - | 4675000 | 31.42 | 4675000 | - | 4675000 | 31.42 | - |
(2)Â Non-Institutions |
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| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
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| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
| - | - | - | - | - | - | - | - | - |
Sub-total (B)(2) | - | - | - | - | - | - | - | - | - |
Total Public Shareholding     (B) = (B)(1) + (B)(2) | 4675000 | - | 4675000 | 31.42 | 4675000 | - | 4675000 | 31.42 | - |
| - | - | - | - | - | - | - | - | - |
Grand Total (A+B+C) | 14875000 | - | 14875000 | 100.00 | 14875000 | - | 14875000 | 100.00 | - |
ii.  Shareholding of Promoters:-
Sl. No. | Shareholder's Name | Shareholding at the beginning of the year | Shareholding at the end of the year | % change in shareholding during the year | ||||
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No. of Shares | % of total Shares of the company | % of Shares Pledged/ | No. of Shares | % of total Shares of the company | % of Shares Pledged/ encumbered to total shares | |||
1. | Small Industries Development Bank of India | 5100000 | 34.29 | 0 | 5100000 | 34.29 | 0 | 0 |
2. | Dun & Bradstreet Information Services India Pvt. Ltd. | 5100000 | 34.29 | 0 | 5100000 | 34.29 | 0 | 0 |
| Total | 10200000 | 68.58 | 0 | 10200000 | 68.58 | 0 | 0 |
iii. Change in Promoters' Shareholding (please specify, if there is no change):-
| Shareholding at the beginning of the year | Cumulative Shareholding during the year | ||
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No. of shares | % of total shares of the company | No. of shares | % of total shares of the company | |
At the beginning of the year |
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Date wise Increase/Decrease in Promoters Shareholding during the year specifying the reasons for increase / decrease (e.g. allotment/transfer/bonus/sweat equity etc.): | There was no change in Promoters’ Shareholding between 01.04.2017 to 31.03.2018 | |||
At the End of the year |
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                Â
iv. Shareholding Pattern of top ten Shareholders (other than Directors, Promoters and Holders of GDRs and ADRs):-
Sl. No. | For Each of the Top 10 Shareholders | Shareholding at the beginning of the year | Cumulative Shareholding during the year | ||
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No. of shares | % of total shares of the company | No. of shares | % of total shares of the company | ||
1. | ICICI Bank: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 1100000 | 7.39 | - | - |
2. | State Bank of India: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 950000 | 6.39 | - | - |
3. | Bank of Baroda: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 400000 | 2.69 | - | - |
4. | Bank of India: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 400000 | 2.69 | - | - |
5. | Canara Bank: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 400000 | 2.69 | - | - |
6. | Oriental Bank of Commerce: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 400000 | 2.69 | - | - |
7. | Union Bank of India: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 400000 | 2.69 | - | - |
8. | Standard Chartered Bank: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 225000 | 1.51 | - | - |
9. | Indian Bank: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 200000 | 1.34 | - | - |
10. | Punjab National Bank: At the beginning of the year and at the end of the year – No change during the year ended 31 March, 2018. | 200000 | 1.34 | - | - |
For Each of the Directors and KMP | Shareholding at the beginning of the year | Cumulative Shareholding during the year | ||
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No. of shares | % of total shares of the company | No. of shares | % of total shares of the company | |
At the beginning of the year | NA | NA | NA | NA |
Date wise Increase / Decrease in Shareholding during the year specifying the reasons for increase / decrease (e.g. allotment / transfer / bonus / sweat equity etc.) | NA | NA | NA | NA |
At the End of the year | NA | NA | NA | NA |
Indebtedness of the Company including interest outstanding / accrued but not due for payment:-
| Secured Loans Excluding deposits | Unsecured Loans | Deposits | Total Indebtedness | |
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Indebtedness at the beginning of the financial year | |||||
| NA
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Total (i+ii+iii) | |||||
Change in Indebtedness during the financial year | |||||
| NA | ||||
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Net Change | |||||
Indebtedness at the end of the financial year | |||||
| NA
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Total (i+ii+iii) | |||||
Sl. No. | Particulars of Remuneration | Name of WTD | Total Amount (in Rs.) |
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| Mr. Sankar Chakraborti -Â Â Â Â Â Â Â CEO |
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1. | Gross salary                     (a)         Salary as per provisions contained in section 17(1) of the Income-tax Act, 1961                     (b)         Value of perquisites u/s 17(2) Income-tax Act, 1961                     (c)          Profits in lieu of salary under section 17(3) Income- tax Act, 1961 |
91,45,144
- - |
91,45,144
- - |
2. | Stock Option | NA | NA |
3. | Sweat Equity | NA | NA |
4. | Commission                     -             as % of profit                     -             others, specify | NA NA | NA NA |
5. | Others, please specify | NA | NA |
| Total (i) | 91,45,144 | 91,45,144 |
| Ceiling as per the Act | 5% of the Net Profit of the Company calculated as per Section 198 of the Companies Act, 2013 | |
Sl. No. | Name of Directors | Particulars of Remuneration | |||
Fee for attending board committee meetings (in Rs.) | Commission (in Rs.) | Others, please specify            (in Rs.) | Total Amount        (in Rs.) | ||
1. | Mr. S Ravi Mrs. Vidya Mahambare Mr. Hiren Shah (Appointed w.e.f. November 29, 2017) |
2,65,000 |
NA |
NA |
2,65,000 |
1,75,000 | NA | NA | 1,75,000 | ||
1,15,000 | NA | NA | 1,15,000 | ||
Total (1) |
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| 5,55,000 | |
2. | Mr. R M Malla (Ceased to be Director w.e.f. October 17, 2017) Mr. Jaspal Bindra (Appointed w.e.f. December 15, 2017) Mr. A K Deb Mr. Rajesh Mirchandani Mr. S K Mohanty (Ceased to be Director w.e.f. October 11, 2017 Mr. Kaushal Sampat (Ceased to be Director w.e.f. August 10, 2017) Mr. Manish Sinha (Appointed w.e.f. August 18, 2017) Mr. Praveen Trivedi |
60,000 |
NA |
NA |
60,000 |
70,000 |
NA |
NA | 70,000 | ||
2,25,000 | NA | NA | 2,25,000 | ||
NA | NA | NA | NA | ||
25,000 | NA | NA | 25,000 | ||
NA | NA | NA | NA | ||
NA | NA | NA | NA | ||
1,20,000 | NA | NA | 1,20,000 | ||
Total (2) |
| - | - | 5,00,000 | |
Total (ii) = (1 + 2) | 10,55,000 | ||||
Ceiling as per the Act | 1% of the Net Profit of the Company calculated as per Section 198 of the Companies Act, 2013 | ||||
Total Managerial Remuneration (i + ii) | 1,02,00,144 | ||||
Sl. No. | Particulars of Remuneration | Key Managerial Personnel | ||
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| Ms. Chitra Mohan - CS | Mr. Shivkumar K Y - CFO (From April 01, 2017 upto December 31, 2017) | Total |
1. | Gross salary                     (a)         Salary as per provisions contained in section 17(1) of the Income-tax Act, 1961                     (b)         Value of perquisites u/s 17(2) Income-tax Act, 1961                     (c)          Profits in lieu of salary under section 17(3) Income-tax Act, 1961 |
19,31,153
- |
18,76,017
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- |
38,07,170
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- |
2. | Stock Option | NA | NA | NA |
3. | Sweat Equity | NA | NA | NA |
4. | Commission                     -             as % of profit                     -             others, specify |
NA |
NA |
NA |
5. | Others, please specify | NA | NA | NA |
Total | 19,31,153 | 18,76,017 | 38,07,170 | |
Type | Section of the Companies Act | Brief Description | Details of Penalty / | Authority [RD / NCLT / COURT] | Appeal made, if any (give Details) |
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Penalty | NIL | ||||
Punishment | |||||
Compounding | |||||
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Penalty | NIL | ||||
Punishment | |||||
Compounding | |||||
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Penalty | NIL | ||||
Punishment | |||||
Compounding | |||||